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Customizing the coordination of Financial Planning and Portfolio Management to achieve client-specific financial and life goals
“Because Financial Security Doesn't Just Happen”
Firm Overview
- Independent, fee-only Financial Planning and Portfolio Management since 1982
- Employee-owned firm compensated solely by client fees, not by commissions
- 550+ clients nationwide
- $700+ million under management
- 98% client retention ratio (past 5 years for clients over our minimum)
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Comprehensive Financial Planning
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- Identification of Client’s Life Goals
- Retirement and Income Planning
- Estate Planning
- Gift Planning
- Trust Planning
- Tax Planning
- Executive Advisory Services
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- Stock Option Planning
- Charitable Planning
- Risk Management Planning
- Life/Disability Insurance Planning
- Education Planning
- Other Financial Planning Services
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Portfolio Management
- Individually designed asset-allocation strategies
- Institutional quality investments with no sales commissions and low expenses
- Diversified mix of actively and passively managed mutual funds
- Rigorous money-manager selection to maximize risk-adjusted returns and minimize fees
- Bond portfolios structured for individual tax and cash-flow requirements
- Alternative investment strategies offered exclusively through Legacy Wealth Management
- Customized strategies for low-basis stock holdings
- Portfolio performance reporting specific to each individual client’s objectives
Professional Education & Certifications
- 1 Ph.D.
- 12 Masters Degrees
- 1 Estate Attorney on Staff
- 16 CERTIFIED FINANCIAL PLANNER™ practitioners
- 2 Chartered Financial Analysts®
- 3 CLUs®, 1 CDFATM, 1 CTFA, 1 CPA, 1 CAIA, & 1 CIPM
Clients
- Active/retired business owners, corporate executives, professionals and doctors
- More than 20% are currently or have been divorced/widowed/single women
- More than 30% are living off of their investment portfolios
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